Expert and sensible guidance provided at your own pace of contining professional development.
Get comfortable with your legal obligations as a financial planner and be clear about management mechanisms to have in place to meet them.
The program
Navigating the Law for Financial Planners in Australia is a program of tutorials designed as continuing professional development for financial planners on regulatory compliance & consumer protection, and professionalism & ethics.
It covers current core expectations and includes key ideas on management approaches to compliance-related processes and practice. It provides a basis for sensibly and reliably meeting regulatory obligations.
The program is delivered online as a structured series of short videos, written guidance and comprehension checks. It is entirely self-paced: each tutorial can be accessed at anytime after subcribing to the program.
Completion of the program is certified.
Whatcha gotta do